Case Study

Electric Utility documents processes and controls for Sarbanes-Oxley

Client challenge

  • A U.K. utility with a U.S. subsidiary needed to document processes and controls to satisfy U.S. compliance requirements.

Solution

  • Facilitated workshops to document existing processes

  • Noted key controls including preventative and detective controls.

Impact on client's business

  • Delivered a complete set of process documentation that clearly illustrated data movements and organizational handoffs between stakeholder groups.

  • Information was used by management to show a strong internal control environment for financial reporting purposes.