Case Study
Electric Utility documents processes and controls for Sarbanes-Oxley
Client challenge
A U.K. utility with a U.S. subsidiary needed to document processes and controls to satisfy U.S. compliance requirements.
Solution
Facilitated workshops to document existing processes
Noted key controls including preventative and detective controls.
Impact on client's business
Delivered a complete set of process documentation that clearly illustrated data movements and organizational handoffs between stakeholder groups.
Information was used by management to show a strong internal control environment for financial reporting purposes.